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For a long time, the financial sector treated AI like a luxury: a "nice to have" for sentiment analysis or back-office automation. As of April 28, 2026, that honeymoon is officially over. The market has moved from "best practice guidance" to unified mandates. Between the SEC’s examination posture, FINRA’s new GenAI oversight language, and Treasury-backed control frameworks, the message is now operator-grade simple: if you cannot explain exactly how your AI reached a specific

Let's be honest: AI is everywhere in capital markets right now. From algorithmic trading to risk assessment, broker dealers, hedge funds, and asset managers are racing to adopt AI tools that promise faster decisions and better returns. But the conversation has shifted. AI governance is no longer just an internal controls issue. It's now tied directly to regulatory intelligence, real-time surveillance expectations, and the ability to explain how decisions were made when oversi